Grant Thornton UK LLP

Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
    Web
    https://www.grantthornton.co.uk

  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leslie James Duncan

    IRN LJD01036

    • CF28 Systems and controls (1 Nov 2007 to 13 Nov 2008)
    • CF15 Internal Audit (1 Jul 2004 to 31 Oct 2007)
  • Liam Alexander Glennon

    IRN LAG01029

    • CF30 Customer (1 Nov 2007 to 28 Nov 2008)
    • CF23 Corporate Finance Adviser (1 Jul 2007 to 31 Oct 2007)
  • Linda Ann Redknap

    IRN LAR00006

    • CF21 Investment Adviser (31 Aug 2005 to 11 Aug 2006)
    • CF26 Customer Trading (31 Aug 2005 to 11 Aug 2006)
    • CF22 Investment Adviser (Trainee) (11 Apr 2005 to 11 Aug 2006)
  • Linda E M Crooks

    IRN LEC01024

    • CF21 Investment Adviser (1 Jul 2004 to 12 Dec 2005)
    • CF26 Customer Trading (1 Jul 2004 to 12 Dec 2005)
  • Linda Naylor

    IRN LXN01042

    • CF30 Customer (1 Nov 2007 to 23 Jan 2008)
    • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
  • Lindsey Jane Holmes

    IRN LJH01120

    • CF30 Customer (13 Dec 2017 to 29 Nov 2019)
  • Lori Lea Murphree

    IRN LLM00004

    • CF30 Customer (2 May 2008 to 21 Oct 2008)
  • Louise Elizabeth Evans

    IRN LEE01016

    • CF29 Significant management (6 May 2014 to 7 Aug 2018)
  • Lynne Jacqueline Cutler

    IRN LJC00037

    • CF30 Customer (15 Feb 2012 to 29 Nov 2019)
  • MICHAEL Angus

    IRN MXA01495

    • CF30 Customer (10 Sep 2012 to 24 Dec 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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