Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Atomos Financial Planning Limited
FRN 193503
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 13 Mar 2024)
- [FCA CF] Client dealing (since 1 Jan 2021)
- [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (27 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (4 Jan 2016 to 26 Nov 2018)
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- CF30 Customer (10 Sep 2012 to 24 Dec 2015)
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- CF30 Customer (1 Nov 2007 to 16 Apr 2012)
- CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (31 Jan 2006 to 1 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.