Grant Thornton UK LLP

Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
    Web
    https://www.grantthornton.co.uk

  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maeve Elizabeth Anne Clinton

    IRN MEK01032

    • CF30 Customer (14 Aug 2008 to 30 Jun 2013)
  • Malcolm Anthony Gomersall

    IRN MAG01272

    • SMF1 Chief Executive (since 15 Mar 2024)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (5 Jun 2018 to 8 Dec 2019)
  • Malcolm Robert Ward

    IRN MRW01157

    • CF4 Partner (1 Jul 2006 to 12 Sep 2008)
  • Marc Summers

    IRN MXS05279

    • SMF27 Partner (since 8 May 2025)
  • Margaret Alexandra Moyra Price

    IRN MAM01139

    • CF30 Customer (17 Apr 2013 to 29 Jan 2016)
  • Margaret Mary Bowler

    IRN MMB00007

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2019)
    • CF14 Risk Assessment (1 Jul 2004 to 31 Oct 2007)
  • Mark Adrian Young

    IRN MAY00006

    • CF30 Customer (1 Nov 2007 to 3 Feb 2012)
    • CF24 Pension Transfer Specialist (2 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • Mark Andrew Gregory Richardson

    IRN MAR00036

    • CF30 Customer (1 Nov 2007 to 6 Feb 2009)
    • CF26 Customer Trading (4 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 May 2005 to 30 Mar 2006)
  • Mark Carter

    IRN MTC01071

    • CF30 Customer (15 Dec 2016 to 29 Nov 2019)
  • Mark Collins

    IRN MXC00048

    • CF21 Investment Adviser (27 Nov 2006 to 14 Sep 2007)
    • CF26 Customer Trading (27 Nov 2006 to 14 Sep 2007)
    • CF22 Investment Adviser (Trainee) (3 May 2006 to 27 Nov 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.