Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Overfield

  IRN MXO00302

  • SMF27 Partner (since 13 May 2025)
• Mark Richard Byers

  IRN MRB01156

  • SMF27 Partner (9 Dec 2019 to 1 Oct 2023)
  • CF4 Partner (1 Jul 2015 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2007 to 30 Jun 2009)
  • CF30 Customer (1 Nov 2007 to 30 Nov 2019)
  • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2004 to 31 Oct 2007)
• Mark Richard Jackson

  IRN MRJ01051

  • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
  • CF24 Pension Transfer Specialist (16 May 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
• Mark Thomas von Bergen

  IRN MTV01003

  • CF11 Money Laundering Reporting (8 Jul 2009 to 30 Jun 2013)
• Mark Tomlinson

  IRN MXT01277

  • CF21 Investment Adviser (1 Jul 2004 to 19 Jul 2004)
  • CF26 Customer Trading (1 Jul 2004 to 19 Jul 2004)
• Martin Collins

  IRN MXC01547

  • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
  • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
• Martin Francis Gibbs

  IRN MFG01017

  • CF23 Corporate Finance Adviser (1 Jul 2007 to 19 Sep 2007)
• Martin Gilbert Ellis

  IRN MGE01023

  • CF29 Significant management (27 Jun 2008 to 11 Nov 2014)
• Martin Rowan

  IRN MJR00071

  • CF30 Customer (22 Mar 2018 to 29 Nov 2019)
• Martin Terence Stirling

  IRN MTS01054

  • CF30 Customer (1 Nov 2007 to 29 Nov 2019)
  • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Jul 2004 to 31 Oct 2007)
  • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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