Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2023)
    • [FCA CF] Client dealing (since 2 Feb 2023)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (24 Jun 2014 to 7 Jul 2015)
  • Investment Risk Management Ltd (no longer approved here)

    FRN 501839

    • CF30 Customer (11 Nov 2009 to 30 Sep 2013)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
    • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.