Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pareto Financial Planning Limited
FRN 618272
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 2 Feb 2023)
- [FCA CF] Client dealing (since 2 Feb 2023)
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- CF30 Customer (24 Jun 2014 to 7 Jul 2015)
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- CF30 Customer (11 Nov 2009 to 30 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 30 Oct 2009)
- CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.