Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Jul 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Nov 2024 to 13 Jun 2025)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 13 Jun 2025)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 22 Jan 2025)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
    • CF24 Pension Transfer Specialist (16 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.