Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (28 Apr 2011 to 4 Sep 2015)
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- CF21 Investment Adviser (31 Aug 2005 to 11 Aug 2006)
- CF26 Customer Trading (31 Aug 2005 to 11 Aug 2006)
- CF22 Investment Adviser (Trainee) (11 Apr 2005 to 11 Aug 2006)
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- CF24 Pension Transfer Specialist (10 Jul 2002 to 23 Dec 2003)
- CF22 Investment Adviser (Trainee) (11 Jun 2002 to 11 Jun 2002)
- CF21 Investment Adviser (11 Jun 2002 to 11 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.