Laura Marshall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED

    FRN 144519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2022)
    • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • [FCA CF] Client dealing (9 Mar 2022 to 22 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Mar 2022 to 22 Jun 2023)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 29 Nov 2019)
    • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (18 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 18 May 2007)
  • Seven Street Wealth Ltd (no longer approved here)

    FRN 192411

    • CF21 Investment Adviser (18 Feb 2005 to 1 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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