Jonathan Fisher

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 144519
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2020)
- CF30 Customer (30 Nov 2019 to 8 Dec 2019)
Grant Thornton UK LLP (no longer approved here)
FRN 231791
- CF30 Customer (15 Jul 2016 to 29 Nov 2019)
W H Ireland Limited (no longer approved here)
FRN 140773
- CF30 Customer (10 Oct 2013 to 29 Apr 2016)
Bollington Financial Planning Ltd (no longer approved here)
FRN 424482
- Employed By (27 Apr 2012 to 16 Jul 2013)
CHARTWELL FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 189602
- CF30 Customer (23 May 2011 to 16 Jul 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.