Jonathan Neale

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited

    FRN 119329

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Feb 2017 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Mar 2013 to 30 Nov 2016)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (23 Jan 2013 to 8 Feb 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 13 Dec 2012)
    • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Apr 2005 to 21 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.