GoldenTree Asset Management UK LLP

• Principal Place of Business

  Goldentree Asset Management UK LLP

  33 Davies Street

  London

  Westminster

  W1K 4BP

  UNITED KINGDOM

  Phone

  +442079258855

  Web

  https://www.goldentree.com

• Complaints Contact

  Goldentree Asset Management UK LLP

  33 Davies Street

  London

  Westminster

  W1K 4BP

  UNITED KINGDOM

  Phone

  +442079258800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shah Rishad Ahmed

  IRN SRA01085

  • CF30 Customer (12 Oct 2016 to 8 Dec 2019)
• Siavash Cee Sarabi

  IRN SCS01141

  • CF4 Partner (4 Jul 2014 to 5 May 2016)
  • CF30 Customer (10 Oct 2013 to 5 May 2016)
• Simon John Granger

  IRN SJG01296

  • [FCA CF] Material risk taker (since 5 Jul 2023)
  • SMF27 Partner (since 2 Aug 2021)
  • [FCA CF] Client dealing (since 17 May 2021)
• Stefan Roland Harpainter

  IRN SXH01694

  • CF30 Customer (1 Nov 2007 to 30 Jun 2017)
  • CF27 Investment Management (3 Nov 2006 to 31 Oct 2007)
• Stefano Loreti

  IRN SXL01364

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 1 Feb 2024)
  • CF4 Partner (16 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (29 Sep 2018 to 8 Dec 2019)
• Stephen Robert Gough

  IRN SRG01076

  • CF30 Customer (22 Jul 2013 to 16 May 2014)
• Surya Ysebaert

  IRN SXY01044

  • CF30 Customer (6 Jun 2012 to 7 Nov 2012)
• Tasnia Aurongozeb

  IRN TXA01467

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2024)
  • CF11 Money Laundering Reporting (13 Feb 2017 to 8 Dec 2019)
• Thomas O'Shea

  IRN TXO01136

  • CF11 Money Laundering Reporting (5 Nov 2008 to 4 Jan 2010)
  • CF30 Customer (1 Nov 2007 to 4 Jan 2010)
  • CF4 Partner (27 Sep 2005 to 4 Jan 2010)
  • CF27 Investment Management (27 Sep 2005 to 31 Oct 2007)
• Thomas Sheridan

  IRN TXS80817

  • [FCA CF] Client dealing (since 6 Jan 2025)

No changes recorded yet.