Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brigade Capital UK LLP
FRN 613498
- [FCA CF] Client dealing (since 28 Jul 2021)
- SMF27 Partner (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF11 Money Laundering Reporting (25 Apr 2017 to 15 Jan 2018)
- CF3 Chief Executive (1 Apr 2017 to 8 Dec 2019)
- CF4 Partner (1 Apr 2017 to 8 Dec 2019)
- CF30 Customer (9 Jan 2017 to 8 Dec 2019)
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Brigade Capital Europe Management LLP
FRN 748424
- [FCA CF] Client dealing (since 28 Jul 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF11 Money Laundering Reporting (25 Apr 2017 to 15 Jan 2018)
- CF3 Chief Executive (1 Apr 2017 to 8 Dec 2019)
- CF30 Customer (1 Apr 2017 to 8 Dec 2019)
- CF4 Partner (1 Apr 2017 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (5 Nov 2008 to 4 Jan 2010)
- CF30 Customer (1 Nov 2007 to 4 Jan 2010)
- CF27 Investment Management (27 Sep 2005 to 31 Oct 2007)
- CF4 Partner (27 Sep 2005 to 4 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.