Brigade Capital UK LLP

Date authorised
30 October 2014
Companies House
OC390010
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Brigade Capital UK LLP
    Southwest House 11a
    Regent Street
    London
    Westminster
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442037706700
    Web
    https://www.brigadecapital.com

  • Complaints Contact

    Brigade Capital UK LLP
    Southwest House 11a
    Regent Street
    London
    Westminster
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442037706700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Brigade Capital (UK) Company Ltd

    IRN XXB01149

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (30 Oct 2014 to 8 Dec 2019)
  • Aaron Daniels

    IRN AXD02643

    • CF10 Compliance Oversight (5 May 2017 to 15 Jan 2018)
  • Alistair Cuthbert

    IRN AXC03315

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jan 2018 to 8 Dec 2019)
  • Florian Christopher Kass

    IRN FCK01003

    • [FCA CF] Client dealing (since 1 Feb 2021)
  • Jay Massey

    IRN JXM03699

    • CF11 Money Laundering Reporting (20 Jan 2016 to 5 May 2017)
    • CF10 Compliance Oversight (20 Jan 2016 to 5 May 2017)
  • Jonathan David Napora

    IRN JDN01045

    • [FCA CF] Client dealing (since 3 Jul 2023)
  • Joseph Turilli

    IRN JXT01809

    • CF30 Customer (17 Feb 2015 to 20 Feb 2018)
  • Julia von Sparr

    IRN JXV01351

    • CF30 Customer (8 Aug 2018 to 20 Dec 2018)
  • Luc-Antoine Lebard

    IRN LAL01033

    • [FCA CF] Client dealing (since 1 Feb 2021)
  • Matthew Geoffrey Hartnett

    IRN MGH01071

    • CF4 Partner (24 Mar 2015 to 1 Apr 2017)
    • CF3 Chief Executive (24 Mar 2015 to 1 Apr 2017)
    • CF30 Customer (30 Oct 2014 to 1 Apr 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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