Brigade Capital Europe Management LLP

Date authorised
1 March 2017
Companies House
OC407462
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Brigade Capital UK LLP
    Southwest House 11a
    Regent Street
    London
    Westminster
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442037706700
    Web
    https://www.brigadecapital.com

  • Complaints Contact

    Brigade Capital UK LLP
    Southwest House 11a
    Regent Street
    London
    Westminster
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442037706700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . BCEM Holdings LP

    IRN XXB01171

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Mar 2017 to 8 Dec 2019)
  • Aaron Daniels

    IRN AXD02643

    • CF10 Compliance Oversight (5 May 2017 to 15 Jan 2018)
  • Alistair Cuthbert

    IRN AXC03315

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jan 2018 to 8 Dec 2019)
  • Jay Massey

    IRN JXM03699

    • CF11 Money Laundering Reporting (1 Mar 2017 to 5 May 2017)
    • CF10 Compliance Oversight (1 Mar 2017 to 5 May 2017)
  • Julia von Sparr

    IRN JXV01351

    • CF30 Customer (8 Aug 2018 to 20 Dec 2018)
  • Matthew Geoffrey Hartnett

    IRN MGH01071

    • CF4 Partner (1 Mar 2017 to 1 Apr 2017)
    • CF3 Chief Executive (1 Mar 2017 to 1 Apr 2017)
    • CF30 Customer (1 Mar 2017 to 1 Apr 2017)
  • Michael Thomas Moore

    IRN MTM01076

    • CF30 Customer (1 Mar 2017 to 25 May 2018)
  • Thomas Andrew Eardley

    IRN TAE01018

    • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
  • Thomas O'Shea

    IRN TXO01136

    • [FCA CF] Client dealing (since 28 Jul 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (25 Apr 2017 to 15 Jan 2018)
    • CF30 Customer (1 Apr 2017 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2017 to 8 Dec 2019)
  • Tim Hagensen Schroeder

    IRN THS01018

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (29 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (13 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.