Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- CF30 Customer (21 Aug 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- CF30 Customer (21 Aug 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2023)
- CF30 Customer (21 Aug 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2023)
- CF30 Customer (22 Jan 2015 to 8 Dec 2019)
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- CF30 Customer (22 Jul 2013 to 16 May 2014)
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- CF4 Partner (1 Mar 2011 to 5 Apr 2013)
- CF30 Customer (1 Mar 2011 to 5 Apr 2013)
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- CF21 Investment Adviser (30 Aug 2005 to 19 Jan 2007)
- CF22 Investment Adviser (Trainee) (28 Sep 2004 to 30 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.