Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 7 Nov 2023)
    • [FCA CF] Client dealing (since 30 Nov 2020)
    • [FCA CF] Manager of certification employee (since 30 Nov 2020)
    • CF30 Customer (12 Sep 2017 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 7 Nov 2023)
    • [FCA CF] Manager of certification employee (since 30 Nov 2020)
    • [FCA CF] Client dealing (since 30 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (12 Sep 2017 to 8 Dec 2019)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF30 Customer (18 Aug 2014 to 12 May 2017)
  • GoldenTree Asset Management UK LLP (no longer approved here)

    FRN 433066

    • CF30 Customer (6 Jun 2012 to 7 Nov 2012)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (21 Sep 2009 to 19 Apr 2012)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 14 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.