GoddardFry Wealth Management Limited

Date authorised
5 November 2010
Companies House
07190678
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Church Street
    Odiham
    Hook
    Hampshire
    RG29 1LU
    UNITED KINGDOM
    Phone
    +4407841442196
    Web
    https://www.goddardfry.co.uk

  • Complaints Contact

    3 Church Street
    Odiham
    Hook
    RG29 1LU
    UNITED KINGDOM
    Phone
    +4401256701801

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander David Fry

    IRN ADF01097

    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1)21. Advising or arranging (bringing about) equity release transactions
    • (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (8)SMF16 Compliance Oversight (since 13 Dec 2021)
    • (7)SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Dec 2021)
    • (9)SMF3 Executive Director (since 13 Dec 2021)
    • (5)Responsibility for MCD Intermediation (since 13 Dec 2021)
    • (6)Responsible for Insurance Distribution (since 13 Dec 2021)
    • (10)[FCA CF] Client dealing (since 1 May 2021)
    • (11)[FCA CF] Functions requiring qualifications (since 1 May 2021)
  • Gavin Paul Torpey

    IRN GXT00083

    • (5)[FCA CF] Functions requiring qualifications (27 Jun 2022 to 28 Feb 2025)
  • Michael Anthony Purchase

    IRN MAP00001

    • (7)[FCA CF] Client dealing (11 Jun 2021 to 11 Jun 2022)
    • (8)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jun 2022)
    • (6)CF30 Customer (5 Nov 2010 to 8 Dec 2019)
  • Nicholas Roberts

    IRN NTR01005

    • (3)[FCA CF] Client dealing (6 Apr 2023 to 31 Jul 2025)
    • (4)[FCA CF] Functions requiring qualifications (6 Apr 2023 to 31 Jul 2025)
  • Peter Barry Goddard

    IRN PBG00001

    • (14)SMF3 Executive Director (since 9 Dec 2019)
    • (13)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (12)Responsibility for MCD Intermediation (since 28 Oct 2016)
    • (10)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2021)
    • (11)SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2021)
    • (13)CF11 Money Laundering Reporting (5 Nov 2010 to 8 Dec 2019)
    • (12)CF30 Customer (5 Nov 2010 to 31 Dec 2012)
    • (14)CF10 Compliance Oversight (5 Nov 2010 to 8 Dec 2019)
    • (15)CF1 Director (5 Nov 2010 to 8 Dec 2019)
    • (9)Responsible for Insurance Mediation (5 Nov 2010 to 30 Sep 2018)
  • mark Stephens

    IRN MXS21787

    • (1)[FCA CF] Client dealing (17 Apr 2023 to 31 Jul 2025)
    • (2)[FCA CF] Functions requiring qualifications (17 Apr 2023 to 31 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Goddard & Co Financial Services Limited

  2. permission removed: CBTL Effective Date

  3. permission removed: CBTL Status

  4. controlled function added: (14)SMF3 Executive Director

  5. controlled function added: (13)Responsible for Insurance Distribution

  6. controlled function added: (12)Responsibility for MCD Intermediation

  7. controlled function added: (11)[FCA CF] Functions requiring qualifications

  8. controlled function added: (10)[FCA CF] Client dealing

  9. controlled function added: (9)SMF3 Executive Director

  10. controlled function added: (8)SMF16 Compliance Oversight

Show more