Nicholas Roberts

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GoddardFry Wealth Management Limited (no longer approved here)

    FRN 525915

    • (3)[FCA CF] Client dealing (6 Apr 2023 to 31 Jul 2025)
    • (4)[FCA CF] Functions requiring qualifications (6 Apr 2023 to 31 Jul 2025)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2022)
    • CF30 Customer (23 Aug 2013 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF21 Investment Adviser (27 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Dec 2002 to 27 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Functions requiring qualifications at GoddardFry Wealth Management Limited

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at GoddardFry Wealth Management Limited

  3. controlled function removed: [FCA CF] Client dealing at GoddardFry Wealth Management Limited

  4. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at GoddardFry Wealth Management Limited

  5. controlled function added: (3)[FCA CF] Client dealing at GoddardFry Wealth Management Limited

  6. controlled function added: (4)[FCA CF] Functions requiring qualifications at GoddardFry Wealth Management Limited