mark Stephens

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 May 2025)
    • [FCA CF] Functions requiring qualifications (since 30 May 2025)
  • GoddardFry Wealth Management Limited (no longer approved here)

    FRN 525915

    • (1)[FCA CF] Client dealing (17 Apr 2023 to 31 Jul 2025)
    • (2)[FCA CF] Functions requiring qualifications (17 Apr 2023 to 31 Jul 2025)
  • Haven Protect Limited (no longer approved here)

    FRN 773416

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Feb 2022)
    • CF30 Customer (14 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at GoddardFry Wealth Management Limited

  2. controlled function removed: [FCA CF] Functions requiring qualifications at GoddardFry Wealth Management Limited

  3. controlled function removed: [FCA CF] Client dealing at GoddardFry Wealth Management Limited

  4. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at GoddardFry Wealth Management Limited

  5. controlled function added: (1)[FCA CF] Client dealing at GoddardFry Wealth Management Limited

  6. controlled function added: (2)[FCA CF] Functions requiring qualifications at GoddardFry Wealth Management Limited