Peter Barry Goddard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GoddardFry Wealth Management Limited

    FRN 525915

    • (14)SMF3 Executive Director (since 9 Dec 2019)
    • (13)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (12)Responsibility for MCD Intermediation (since 28 Oct 2016)
    • (11)SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2021)
    • (10)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2021)
    • (9)Responsible for Insurance Mediation (5 Nov 2010 to 30 Sep 2018)
    • (12)CF30 Customer (5 Nov 2010 to 31 Dec 2012)
    • (13)CF11 Money Laundering Reporting (5 Nov 2010 to 8 Dec 2019)
    • (14)CF10 Compliance Oversight (5 Nov 2010 to 8 Dec 2019)
    • (15)CF1 Director (5 Nov 2010 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (6 Oct 2003 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Responsibility for MCD Intermediation at GoddardFry Wealth Management Limited

  2. controlled function removed: Responsible for Insurance Distribution at GoddardFry Wealth Management Limited

  3. controlled function removed: SMF3 Executive Director at GoddardFry Wealth Management Limited

  4. controlled function added: (9)Responsible for Insurance Mediation at GoddardFry Wealth Management Limited

  5. controlled function added: (10)SMF17 Money Laundering Reporting Officer (MLRO) at GoddardFry Wealth Management Limited

  6. controlled function added: (11)SMF16 Compliance Oversight at GoddardFry Wealth Management Limited

  7. controlled function added: (12)CF30 Customer at GoddardFry Wealth Management Limited

  8. controlled function added: (13)CF11 Money Laundering Reporting at GoddardFry Wealth Management Limited

  9. controlled function added: (14)CF10 Compliance Oversight at GoddardFry Wealth Management Limited

  10. controlled function added: (15)CF1 Director at GoddardFry Wealth Management Limited

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