Alexander David Fry

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2025)
  • GoddardFry Wealth Management Limited

    FRN 525915

    • (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (1)21. Advising or arranging (bringing about) equity release transactions
    • (9)SMF3 Executive Director (since 13 Dec 2021)
    • (7)SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Dec 2021)
    • (8)SMF16 Compliance Oversight (since 13 Dec 2021)
    • (5)Responsibility for MCD Intermediation (since 13 Dec 2021)
    • (6)Responsible for Insurance Distribution (since 13 Dec 2021)
    • (11)[FCA CF] Functions requiring qualifications (since 1 May 2021)
    • (10)[FCA CF] Client dealing (since 1 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at GoddardFry Wealth Management Limited

  2. controlled function removed: Responsible for Insurance Distribution at GoddardFry Wealth Management Limited

  3. controlled function removed: [FCA CF] Client dealing at GoddardFry Wealth Management Limited

  4. controlled function removed: 21. Advising or arranging (bringing about) equity release transactions at GoddardFry Wealth Management Limited

  5. controlled function removed: Responsibility for MCD Intermediation at GoddardFry Wealth Management Limited

  6. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at GoddardFry Wealth Management Limited

  7. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at GoddardFry Wealth Management Limited

  8. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at GoddardFry Wealth Management Limited

  9. controlled function removed: SMF3 Executive Director at GoddardFry Wealth Management Limited

  10. controlled function removed: SMF16 Compliance Oversight at GoddardFry Wealth Management Limited

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