Gleacher Shacklock LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3rd Floor, Cleveland House33 King StreetLondonLondonSW1Y 6RJUNITED KINGDOM- Phone
- +4402074841150
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Complaints Contact
3rd Floor, Cleveland House33 King StreetLondonLondonSW1Y 6RJUNITED KINGDOM- Phone
- +4402074841150
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
For Eligible Counterparty, Professional
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Parul Garg
IRN PXG01535
- CF4 Partner (3 Aug 2012 to 31 Dec 2017)
- CF30 Customer (19 Jul 2012 to 31 Dec 2017)
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Patrick Hardy Johnston
IRN PHJ01025
- CF30 Customer (19 Apr 2016 to 19 Sep 2017)
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Paul Chandler Finlayson
IRN PCF01024
- CF4 Partner (21 Jul 2017 to 10 Jul 2019)
- CF30 Customer (11 Jul 2017 to 10 Jul 2019)
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Peter Alexander Burt
IRN PAB01220
- CF4 Partner (3 Mar 2004 to 5 Apr 2008)
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Peter Andrew Fry
IRN PAF01098
- CF4 Partner (25 Feb 2010 to 18 Nov 2015)
- CF30 Customer (1 Nov 2007 to 18 Nov 2015)
- CF23 Corporate Finance Adviser (4 Dec 2006 to 31 Oct 2007)
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Peter David Warner
IRN PDW01070
- CF30 Customer (8 Oct 2009 to 30 Sep 2018)
- CF4 Partner (23 Sep 2009 to 30 Sep 2018)
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Peter Francis Alcaraz
IRN PFA01005
- CF4 Partner (26 May 2011 to 31 Dec 2011)
- CF30 Customer (30 Apr 2010 to 31 Dec 2011)
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Piers Louis Tottenham De Montfort
IRN PLD01016
- CF30 Customer (19 Mar 2008 to 31 Dec 2017)
- CF4 Partner (19 Mar 2008 to 16 Oct 2017)
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Pietro Ziliotti
IRN PXZ01077
- CF30 Customer (20 Jul 2016 to 15 Sep 2017)
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Pratyush Chakravarty
IRN PXC01768
- CF30 Customer (6 Sep 2017 to 14 Jun 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.