Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 29 Sep 2023)
- [FCA CF] Client dealing (since 12 Jan 2023)
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- CF4 Partner (21 Jul 2017 to 10 Jul 2019)
- CF30 Customer (11 Jul 2017 to 10 Jul 2019)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (29 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (29 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (28 Jul 2011 to 5 Feb 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.