Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gleacher Shacklock LLP (no longer approved here)

    FRN 211989

    • CF30 Customer (8 Oct 2009 to 30 Sep 2018)
    • CF4 Partner (23 Sep 2009 to 30 Sep 2018)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF29 Significant management (1 Nov 2007 to 23 Feb 2009)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Apr 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.