Gleacher Shacklock LLP

Date authorised
1 April 2013
Companies House
OC302047
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150
    Web
    https://www.gleachershacklock.com

  • Complaints Contact

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Rothfield

    IRN RXR00482

    • [FCA CF] Client dealing (since 31 Mar 2025)
  • Richard David Wootten

    IRN RDW01104

    • CF30 Customer (24 Jul 2012 to 31 Mar 2014)
  • Richard Gordon Milne

    IRN RGM01051

    • CF10 Compliance Oversight (7 Nov 2002 to 31 May 2003)
    • CF4 Partner (7 Nov 2002 to 31 May 2003)
    • CF23 Corporate Finance Adviser (7 Nov 2002 to 31 May 2003)
    • CF11 Money Laundering Reporting (7 Nov 2002 to 31 May 2003)
  • Richard James Slimmon

    IRN RJS01204

    • [FCA CF] Significant management (since 20 May 2024)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • CF4 Partner (19 Apr 2013 to 4 Nov 2019)
    • CF30 Customer (9 Jan 2013 to 8 Dec 2019)
  • Robert Andrew Engel

    IRN RAE01040

    • CF8 Apportionment and Oversight (7 Nov 2002 to 3 Mar 2004)
    • CF4 Partner (7 Nov 2002 to 3 Mar 2004)
    • CF23 Corporate Finance Adviser (7 Nov 2002 to 11 Mar 2005)
  • Robert Hamilton-Kelly

    IRN RXH01659

    • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • CF23 Corporate Finance Adviser (18 May 2007 to 31 Oct 2007)
  • Robert Sharpe

    IRN RXS01367

    • CF30 Customer (19 Nov 2007 to 27 Feb 2009)
  • Robert Vincent Ward

    IRN RVW01020

    • CF30 Customer (22 Aug 2013 to 5 May 2015)
  • Rosalyn Mun-See Liu

    IRN RML01049

    • CF21 Investment Adviser (1 Mar 2004 to 27 Aug 2004)
  • Ross Freedberg

    IRN RXF01334

    • CF30 Customer (12 Feb 2010 to 30 Jun 2010)
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Recent activity

Updates to this firm's record on the FCA register.

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