Gleacher Shacklock LLP

• Principal Place of Business

  3rd Floor, Cleveland House

  33 King Street

  London

  London

  SW1Y 6RJ

  UNITED KINGDOM

  Phone

  +4402074841150

  Web

  https://www.gleachershacklock.com

• Complaints Contact

  3rd Floor, Cleveland House

  33 King Street

  London

  London

  SW1Y 6RJ

  UNITED KINGDOM

  Phone

  +4402074841150

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ross McCluskey

  IRN RXM01606

  • CF21 Investment Adviser (14 Sep 2004 to 4 May 2006)
• Ruaridh Lewis Duff

  IRN RXD00386

  • [FCA CF] Client dealing (since 31 Mar 2025)
• Saloshnee Anne Nightingale

  IRN SAN01069

  • CF30 Customer (14 May 2015 to 10 Jul 2017)
• Sandor Anne Mathias De Jasay

  IRN SAD01046

  • CF4 Partner (16 Feb 2010 to 17 Mar 2016)
  • CF30 Customer (24 Sep 2009 to 17 Mar 2016)
• Sarah Elizabeth Gleacher

  IRN SEG01034

  • CF23 Corporate Finance Adviser (7 Nov 2002 to 30 Sep 2003)
• Sean David Hynes

  IRN SDH01149

  • CF30 Customer (15 Jul 2016 to 4 Jul 2017)
• Simon Robert Hale

  IRN SRH01153

  • CF30 Customer (25 Mar 2009 to 1 Sep 2009)
• Sinisha Sergio Ponzio

  IRN SSP01034

  • CF4 Partner (15 Aug 2016 to 31 Aug 2017)
  • CF30 Customer (15 Aug 2016 to 31 Aug 2017)
• Sirsa Majumder

  IRN SXM75171

  • [FCA CF] Client dealing (since 9 Sep 2024)
• Soubhik Sengupta

  IRN SXS05873

  • [FCA CF] Client dealing (since 1 Apr 2026)

No changes recorded yet.