Sinisha Sergio Ponzio

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gleacher Shacklock LLP (no longer approved here)
FRN 211989
- CF30 Customer (15 Aug 2016 to 31 Aug 2017)
- CF4 Partner (15 Aug 2016 to 31 Aug 2017)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (3 Sep 2014 to 6 Mar 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (4 Oct 2010 to 20 Jun 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.