Gleacher Shacklock LLP

Date authorised
1 April 2013
Companies House
OC302047
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150
    Web
    https://www.gleachershacklock.com

  • Complaints Contact

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Anthony Hartley

    IRN SAH01106

    • [FCA CF] Significant management (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 19 Feb 2024)
  • Stuart Regan

    IRN SXR01948

    • CF30 Customer (30 Jul 2012 to 28 Apr 2014)
  • Sulman Zafar Khan

    IRN SZK01004

    • CF30 Customer (28 Jul 2016 to 18 Jul 2017)
    • CF4 Partner (28 Jul 2016 to 18 Jul 2017)
  • Thomas Patrick Quinn

    IRN TPQ01001

    • [FCA CF] Significant management (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF27 Partner (27 Aug 2024 to 26 Mar 2025)
    • CF4 Partner (24 Jul 2014 to 4 Nov 2019)
    • CF30 Customer (5 Dec 2008 to 31 Jan 2010)
  • Thomas Qvist Christensen

    IRN TQC01001

    • CF30 Customer (6 Sep 2017 to 17 Jul 2018)
  • Thomas William Hoppe

    IRN TXH01555

    • [FCA CF] Client dealing (12 Mar 2021 to 2 Jul 2021)
    • CF30 Customer (27 Dec 2018 to 8 Dec 2019)
    • CF4 Partner (27 Dec 2018 to 4 Nov 2019)
  • Timothy Anthony Shacklock

    IRN TAS01027

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Aug 2004 to 31 Oct 2007)
    • CF3 Chief Executive (3 Mar 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Mar 2004 to 31 Oct 2007)
    • CF4 Partner (3 Mar 2004 to 8 Dec 2019)
  • Tobias Alfred Woerner

    IRN TAW01042

    • CF30 Customer (10 May 2011 to 22 Jan 2013)
  • Torben Geisler

    IRN TXG01434

    • CF30 Customer (15 Jul 2016 to 4 Jul 2017)
  • Ushananthan Ganeshananthan

    IRN UXG01014

    • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
    • CF23 Corporate Finance Adviser (18 Apr 2006 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.