Stuart Anthony Hartley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gleacher Shacklock LLP

    FRN 211989

    • [FCA CF] Significant management (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 19 Feb 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 6 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 6 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Sep 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Sep 2022)
    • CF30 Customer (6 Oct 2014 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (18 Dec 2020 to 6 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 6 Sep 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Sep 2022)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (8 Nov 2016 to 6 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 6 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Sep 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Sep 2022)
    • CF30 Customer (6 Oct 2014 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 14 Oct 2008)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (10 Jun 2004 to 11 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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