Richard James Slimmon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gleacher Shacklock LLP
FRN 211989
- [FCA CF] Significant management (since 20 May 2024)
- [FCA CF] Client dealing (since 12 Mar 2021)
- CF4 Partner (19 Apr 2013 to 4 Nov 2019)
- CF30 Customer (9 Jan 2013 to 8 Dec 2019)
THE CO-OPERATIVE BANK P.L.C. (no longer approved here)
FRN 121885
- SMF7 Group Entity Senior Manager (13 Jan 2021 to 1 Jan 2025)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (29 Apr 2009 to 19 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.