Gladstone Capital Management LLP

Date authorised
1 April 2013
Companies House
OC313671
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Savile Row
    London
    W1S 2ES
    UNITED KINGDOM
    Phone
    +4402074084771
    Web
    https://gladstone-management.com

  • Complaints Contact

    24 Savile Row
    London
    W1S 2ES
    UNITED KINGDOM
    Phone
    +4402074084771

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Richard Pearce

    IRN PRP01057

    • CF30 Customer (20 Feb 2009 to 3 Jan 2011)
    • CF4 Partner (4 Oct 2007 to 3 Jan 2011)
  • Richard Thompson

    IRN RCT01083

    • CF30 Customer (8 Jul 2013 to 20 May 2015)
  • Robert Samuel Murphy

    IRN RSM01054

    • CF30 Customer (16 Jun 2008 to 14 Aug 2009)
    • CF4 Partner (16 Jun 2008 to 14 Aug 2009)
  • Sean Anthony Burnard

    IRN SAB01252

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF11 Money Laundering Reporting (8 Aug 2006 to 30 Jun 2009)
    • CF10 Compliance Oversight (8 Aug 2006 to 30 Jun 2009)
    • CF26 Customer Trading (4 Nov 2005 to 31 Oct 2007)
    • CF4 Partner (4 Nov 2005 to 24 Mar 2010)
  • Stefan Marcionetti

    IRN SXM02199

    • CF30 Customer (20 Feb 2009 to 7 Sep 2010)
    • CF4 Partner (27 May 2008 to 7 Sep 2010)
  • Stephane Kurgan

    IRN SXK01457

    • CF4 Partner (4 Nov 2005 to 10 Nov 2005)
  • Sumant Wahi

    IRN SXW01711

    • SMF27 Partner (20 Jan 2022 to 15 Nov 2023)
  • Welf Niklas von Daehne

    IRN WNV01001

    • SMF27 Partner (9 Dec 2019 to 15 Sep 2022)
    • CF30 Customer (27 Mar 2019 to 8 Dec 2019)
    • CF4 Partner (27 Mar 2019 to 8 Dec 2019)
  • William Pollard

    IRN WXP01033

    • CF4 Partner (20 Aug 2013 to 3 Aug 2015)
    • CF30 Customer (20 Aug 2013 to 3 Aug 2015)
  • William Weinberg

    IRN WXW01127

    • CF4 Partner (22 Feb 2013 to 25 Jul 2014)
    • CF30 Customer (22 Feb 2013 to 25 Jul 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.