Richard Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Intermede Investment Partners Limited
FRN 624278
- [FCA CF] Client dealing (since 8 Dec 2020)
- CF30 Customer (17 May 2017 to 8 Dec 2019)
Gladstone Capital Management LLP (no longer approved here)
FRN 434216
- CF30 Customer (8 Jul 2013 to 20 May 2015)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (9 Apr 2010 to 24 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.