Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (10 Mar 2015 to 31 Jan 2016)
- CF4 Partner (10 Mar 2015 to 31 Jan 2016)
- CF11 Money Laundering Reporting (10 Mar 2015 to 31 Jan 2016)
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- CF10 Compliance Oversight (14 Oct 2009 to 30 Jun 2014)
- CF11 Money Laundering Reporting (14 Oct 2009 to 30 Jun 2014)
- CF4 Partner (14 Oct 2009 to 30 Jun 2014)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF11 Money Laundering Reporting (8 Aug 2006 to 30 Jun 2009)
- CF10 Compliance Oversight (8 Aug 2006 to 30 Jun 2009)
- CF26 Customer Trading (4 Nov 2005 to 31 Oct 2007)
- CF4 Partner (4 Nov 2005 to 24 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.