Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amakor Capital Management LLP (no longer approved here)

    FRN 631384

    • CF10 Compliance Oversight (10 Mar 2015 to 31 Jan 2016)
    • CF4 Partner (10 Mar 2015 to 31 Jan 2016)
    • CF11 Money Laundering Reporting (10 Mar 2015 to 31 Jan 2016)
  • Falcon Money Management LLP (no longer approved here)

    FRN 497164

    • CF10 Compliance Oversight (14 Oct 2009 to 30 Jun 2014)
    • CF11 Money Laundering Reporting (14 Oct 2009 to 30 Jun 2014)
    • CF4 Partner (14 Oct 2009 to 30 Jun 2014)
  • Gladstone Capital Management LLP (no longer approved here)

    FRN 434216

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF11 Money Laundering Reporting (8 Aug 2006 to 30 Jun 2009)
    • CF10 Compliance Oversight (8 Aug 2006 to 30 Jun 2009)
    • CF26 Customer Trading (4 Nov 2005 to 31 Oct 2007)
    • CF4 Partner (4 Nov 2005 to 24 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.