Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Frank Investments Limited
FRN 627697
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 20 Jan 2026)
- SMF3 Executive Director (since 15 Aug 2025)
- [FCA CF] Client dealing (since 20 Sep 2024)
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- CF30 Customer (4 Mar 2010 to 1 Apr 2015)
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- CF4 Partner (16 Jun 2008 to 14 Aug 2009)
- CF30 Customer (16 Jun 2008 to 14 Aug 2009)
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- CF30 Customer (26 Feb 2008 to 14 Dec 2009)
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- CF27 Investment Management (23 Dec 2003 to 1 Jun 2007)
- CF26 Customer Trading (23 Dec 2003 to 13 Oct 2006)
- CF21 Investment Adviser (23 Dec 2003 to 13 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.