Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2026)
    • SMF3 Executive Director (since 15 Aug 2025)
    • [FCA CF] Client dealing (since 20 Sep 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Mar 2010 to 1 Apr 2015)
  • Gladstone Capital Management LLP (no longer approved here)

    FRN 434216

    • CF4 Partner (16 Jun 2008 to 14 Aug 2009)
    • CF30 Customer (16 Jun 2008 to 14 Aug 2009)
  • Broadwalk Asset Management LLP (no longer approved here)

    FRN 475886

    • CF30 Customer (26 Feb 2008 to 14 Dec 2009)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF27 Investment Management (23 Dec 2003 to 1 Jun 2007)
    • CF26 Customer Trading (23 Dec 2003 to 13 Oct 2006)
    • CF21 Investment Adviser (23 Dec 2003 to 13 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.