Sumant Wahi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GLG Partners LP
FRN 186093
- [FCA CF] Manager of certification employee (since 30 Oct 2025)
- [FCA CF] Client dealing (since 12 Feb 2024)
Gladstone Capital Management LLP (no longer approved here)
FRN 434216
- SMF27 Partner (20 Jan 2022 to 15 Nov 2023)
FIL Investments International (no longer approved here)
FRN 122170
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
- CF30 Customer (14 Dec 2018 to 8 Dec 2019)
FIL Investment Advisors (UK) Limited (no longer approved here)
FRN 159360
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
- CF30 Customer (14 Dec 2018 to 8 Dec 2019)
ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)
FRN 607483
- CF30 Customer (1 Apr 2014 to 20 Aug 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.