GF Financial Markets (UK) Limited

• Principal Place of Business

  Milbank House

  1 Finsbury Square

  London

  EC2A 1AE

  UNITED KINGDOM

  Phone

  +442073301688

  Web

  https://www.gffm.com

• Complaints Contact

  Milbank House

  1 Finsbury Square

  London

  EC2A 1AE

  UNITED KINGDOM

  Phone

  +442073301581

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• MICHAL PIOTR POZARZYCKI

  IRN MPP01065

  • CF30 Customer (28 Mar 2011 to 19 Mar 2012)
• Mansheng Luo

  IRN MXL00343

  • SMF1 Chief Executive (29 Mar 2022 to 14 Feb 2025)
  • SMF3 Executive Director (29 Mar 2022 to 12 Nov 2025)
• Marc Grynberg

  IRN MXG01268

  • CF2 Non Executive Director (1 Dec 2001 to 28 Nov 2003)
• Mark Alan Ziepe

  IRN MAZ01004

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • CF30 Customer (23 Aug 2017 to 8 Dec 2019)
• Mark Alexander Constantinides

  IRN MAC01150

  • CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2007)
• Mark Augustynak

  IRN MXA01865

  • CF30 Customer (6 May 2008 to 19 Apr 2011)
• Mark Daniel Shaer

  IRN MDS01082

  • CF21 Investment Adviser (5 Jul 2002 to 7 Jul 2003)
• Mark Richard Sharp

  IRN MRS01141

  • CF22 Investment Adviser (Trainee) (2 Dec 2002 to 20 Jun 2006)
• Martin Gerard Gallagher

  IRN MGG01029

  • CF30 Customer (19 May 2008 to 3 Dec 2009)
• Martin Joel Pratt

  IRN MXP01252

  • CF21 Investment Adviser (9 Dec 2004 to 30 Jun 2006)
  • CF1 Director (9 Dec 2004 to 30 Jun 2006)

No changes recorded yet.