Mark Daniel Shaer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TRILAND METALS LIMITED
FRN 141157
- [FCA CF] Client dealing (since 26 Jul 2022)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- [FCA CF] Client dealing (10 May 2018 to 13 May 2019)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF30 Customer (1 Nov 2007 to 25 Apr 2018)
- CF21 Investment Adviser (28 Oct 2004 to 31 Oct 2007)
GF Financial Markets (UK) Limited (no longer approved here)
FRN 114237
- CF21 Investment Adviser (5 Jul 2002 to 7 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.