Date authorised
1 April 2013
Companies House
01242631
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milbank House
    1 Finsbury Square
    London
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442073301688
  • Complaints Contact

    Milbank House
    1 Finsbury Square
    London
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442073301581

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin John Dulake

    IRN MJD01228

    • CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2006)
  • Martin William Woodall

    IRN MWW01024

    • CF30 Customer (1 Nov 2007 to 20 Aug 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Matthew Gill

    IRN MJG01247

    • CF30 Customer (1 Nov 2007 to 21 Jul 2010)
    • CF21 Investment Adviser (5 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Feb 2006 to 5 Jan 2007)
  • Matthew James Clarke

    IRN MJC01285

    • CF30 Customer (1 Feb 2008 to 3 Dec 2009)
  • Matthew Russell Forgham

    IRN MRF01029

    • Director of firm who is not a certification employee or a SMF manager (since 6 Feb 2020)
  • Max Lawrence

    IRN MXL02366

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2021)
    • CF30 Customer (4 Jun 2018 to 8 Dec 2019)
  • Maxime Francois Frederic Brochet

    IRN MFB01062

    • CF30 Customer (18 Feb 2008 to 3 Dec 2009)
  • Mehdi El Jazouli

    IRN MXE01338

    • CF30 Customer (16 Jun 2008 to 29 May 2009)
  • Mei Bai

    IRN MXB04313

    • Director of firm who is not a certification employee or a SMF manager (since 7 Jan 2026)
  • Mei Ye

    IRN MXY01223

    • CF2 Non Executive Director (24 Jul 2013 to 25 Aug 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.