Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (5 Aug 2022 to 17 Nov 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2021)
- CF30 Customer (30 Jul 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 6 Jun 2019)
- CF30 Customer (16 Aug 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 21 Jul 2010)
- CF21 Investment Adviser (5 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Feb 2006 to 5 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.