Max Lawrence

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sigma Broking Limited
FRN 485362
- [FCA CF] Client dealing (since 26 Nov 2024)
- [FCA CF] Proprietary trader (since 26 Nov 2024)
BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)
FRN 114159
- [FCA CF] Client dealing (21 Jan 2021 to 25 Apr 2023)
GF Financial Markets (UK) Limited (no longer approved here)
FRN 114237
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2021)
- CF30 Customer (4 Jun 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.