Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • CF30 Customer (23 Aug 2017 to 8 Dec 2019)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF30 Customer (1 Nov 2007 to 30 Aug 2017)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • CF26 Customer Trading (9 Sep 2004 to 16 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.