Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (1 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Jan 2007 to 31 Oct 2007)
    • CF1 Director (16 Jan 2007 to 8 Dec 2019)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF1 Director (9 Dec 2004 to 30 Jun 2006)
    • CF21 Investment Adviser (9 Dec 2004 to 30 Jun 2006)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • CF1 Director (14 Jan 2003 to 9 Sep 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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