GAM London Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7GB

  UNITED KINGDOM

  Phone

  +4402074939990

  Web

  https://www.gam.com

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7GB

  UNITED KINGDOM

  Phone

  +4402074939990

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Richard Charles Worts

  IRN RCW01058

  • CF27 Investment Management (1 Dec 2001 to 20 Dec 2001)
  • CF1 Director (1 Dec 2001 to 20 Dec 2001)
• Richard James Clarke-Wilson

  IRN RJC01315

  • CF30 Customer (19 Dec 2007 to 27 May 2016)
• Richard Patrick McNamara

  IRN RPM01040

  • [FCA CF] Material risk taker (since 1 Feb 2024)
  • [FCA CF] Manager of certification employee (since 20 Jul 2023)
  • [FCA CF] Significant management (since 20 Jul 2023)
  • [FCA CF] Significant management (6 Feb 2022 to 1 Dec 2022)
  • [FCA CF] Manager of certification employee (11 Jan 2021 to 1 Dec 2022)
• Robert Boukhoufane

  IRN RXB01286

  • CF26 Customer Trading (1 Aug 2006 to 7 Jan 2007)
• Robert Caleb Bailey

  IRN RCB01172

  • [FCA CF] Material risk taker (7 Jan 2021 to 1 Feb 2023)
  • [FCA CF] Manager of certification employee (7 Jan 2021 to 31 Jul 2024)
  • [FCA CF] Client dealing (7 Jan 2021 to 31 Jul 2024)
  • [FCA CF] Significant management (7 Jan 2021 to 31 Jul 2024)
• Robert John Cornish

  IRN RJC01284

  • CF27 Investment Management (24 Oct 2005 to 12 Dec 2006)
• Rom Aviv

  IRN RXM02768

  • [FCA CF] Client dealing (since 1 Feb 2026)
• Ron Yedidia Tabbouche

  IRN RYT01001

  • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Ross Andrew Hollyman

  IRN RAH01103

  • CF27 Investment Management (18 Sep 2003 to 12 Dec 2006)
• Rossen Nikolaev Djounov

  IRN RND01003

  • [FCA CF] Client dealing (1 Feb 2024 to 30 Sep 2025)
  • [FCA CF] Manager of certification employee (1 Feb 2024 to 30 Sep 2025)
  • [FCA CF] Material risk taker (1 Feb 2024 to 30 Sep 2025)
  • [FCA CF] Significant management (1 Feb 2024 to 30 Sep 2025)
  • CF30 Customer (28 Apr 2008 to 30 Apr 2017)

• Hyde Pacific Consulting Limited (no longer appointed)

  FRN 232525 · Appointed 30 Mar 2004 · Until 30 Oct 2007

No changes recorded yet.