Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (9 Jul 2012 to 8 Dec 2019)
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- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (17 Aug 2018 to 8 Dec 2019)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 1 Oct 2020)
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- CF30 Customer (9 Sep 2010 to 8 Jun 2012)
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- CF30 Customer (9 Apr 2008 to 6 Aug 2010)
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- CF30 Customer (1 Nov 2007 to 4 Apr 2008)
- CF26 Customer Trading (23 Jan 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 4 Apr 2008)
- CF26 Customer Trading (23 Jan 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 4 Apr 2008)
- CF26 Customer Trading (23 Jan 2007 to 31 Oct 2007)
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- CF26 Customer Trading (1 Aug 2006 to 7 Jan 2007)
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- CF26 Customer Trading (1 Aug 2006 to 7 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.