Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122691

    • SMF3 Executive Director (9 Dec 2019 to 2 Nov 2023)
    • CF30 Customer (24 Sep 2012 to 8 Dec 2019)
    • CF1 Director (24 Sep 2012 to 8 Dec 2019)
  • TGVS (UK) LLP (no longer approved here)

    FRN 601027

    • Employed By (9 Jan 2018 to 12 Mar 2019)
  • Windmill Hill Asset Management Limited (no longer approved here)

    FRN 186883

    • CF30 Customer (2 Jan 2013 to 31 Dec 2016)
    • CF1 Director (2 Jan 2013 to 31 Dec 2016)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.