Robert Caleb Bailey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Manager of certification employee (7 Jan 2021 to 31 Jul 2024)
    • [FCA CF] Client dealing (7 Jan 2021 to 31 Jul 2024)
    • [FCA CF] Material risk taker (7 Jan 2021 to 1 Feb 2023)
    • [FCA CF] Significant management (7 Jan 2021 to 31 Jul 2024)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF29 Significant management (24 Jul 2015 to 8 Dec 2019)
    • CF1 Director (5 Sep 2006 to 1 Jun 2010)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF29 Significant management (24 Jul 2015 to 28 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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