Gallium Fund Solutions Limited

Date authorised
1 April 2013
Companies House
06634506
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gallium House Unit 2
    Station Court
    Borough Green
    Sevenoaks
    Kent
    TN15 8AD
    UNITED KINGDOM
    Phone
    +441732882642
    Web
    https://www.gallium.co.uk

  • Complaints Contact

    Gallium House Unit 2
    Station Court
    Borough Green
    Sevenoaks
    Kent
    TN15 8AD
    UNITED KINGDOM
    Phone
    +441732882642

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to Investment Company with Variable Capital (ICVC) box management
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Anthony Dooley

    IRN PAD01159

    • SMF9 Chair of the Governing Body (since 19 Dec 2023)
    • CF30 Customer (7 Dec 2009 to 24 Feb 2016)
    • CF1 Director (28 Oct 2008 to 24 Feb 2016)
    • CF29 Significant management (28 Oct 2008 to 24 Feb 2016)
    • CF10 Compliance Oversight (28 Oct 2008 to 24 Feb 2016)
  • Peter John Charles Boys

    IRN PJB01473

    • CF30 Customer (26 Aug 2009 to 20 Dec 2012)
  • Peter William Craig

    IRN PWC01066

    • CF30 Customer (15 Jan 2016 to 1 Jul 2016)
    • CF1 Director (AR) (15 Jan 2016 to 1 Jul 2016)
  • Philip Anthony Gittins

    IRN PAG01205

    • CF1 Director (AR) (23 Jun 2015 to 1 Jul 2016)
  • Philip Bruce Scott Trapnell

    IRN PBT01024

    • CF30 Customer (9 Dec 2013 to 20 Nov 2015)
  • Philip Michael Ingman

    IRN PMI01005

    • CF30 Customer (23 Sep 2009 to 25 Jul 2011)
  • Poppy Jayne Brewer

    IRN PJB01567

    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • Reuben Brian Skelton

    IRN RBS01075

    • Responsible for Insurance Distribution (19 Nov 2021 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • CF1 Director (5 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (5 Aug 2011 to 8 Dec 2019)
  • Richard James Cooney

    IRN RJC01354

    • [FCA CF] Client dealing (1 Aug 2022 to 31 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (16 Aug 2011 to 8 Dec 2019)
    • CF1 Director (16 Aug 2011 to 8 Dec 2019)
  • Riera Homar Carlos Luis

    IRN RHC01064

    • CF30 Customer (1 Jul 2015 to 31 May 2017)
    • CF1 Director (AR) (1 Jul 2015 to 31 May 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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