Richard James Cooney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gallium Fund Solutions Limited (no longer approved here)

    FRN 487176

    • [FCA CF] Client dealing (1 Aug 2022 to 31 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
    • CF1 Director (16 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (16 Aug 2011 to 8 Dec 2019)
  • Gallium P E Depositary Limited (no longer approved here)

    FRN 612479

    • [FCA CF] Client dealing (1 Aug 2022 to 31 Dec 2022)
    • [FCA CF] CASS oversight function (23 Nov 2021 to 31 Dec 2022)
    • [FCA CF] Significant management (19 Dec 2019 to 31 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • CF1 Director (14 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (14 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.