Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gallium P E Depositary Limited (no longer approved here)

    FRN 612479

    • [FCA CF] Client dealing (23 Nov 2021 to 31 Dec 2022)
    • [FCA CF] Significant management (23 Nov 2021 to 31 Dec 2022)
    • SMF3 Executive Director (27 Oct 2021 to 31 Dec 2022)
  • Gallium Fund Solutions Limited (no longer approved here)

    FRN 487176

    • Responsible for Insurance Distribution (19 Nov 2021 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
    • CF1 Director (5 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (5 Aug 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.