Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gallium Fund Solutions Limited
FRN 487176
- SMF9 Chair of the Governing Body (since 19 Dec 2023)
- CF30 Customer (7 Dec 2009 to 24 Feb 2016)
- CF29 Significant management (28 Oct 2008 to 24 Feb 2016)
- CF10 Compliance Oversight (28 Oct 2008 to 24 Feb 2016)
- CF1 Director (28 Oct 2008 to 24 Feb 2016)
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Gallium P E Depositary Limited
FRN 612479
- SMF9 Chair of the Governing Body (since 19 Dec 2023)
- SMF3 Executive Director (since 19 Dec 2023)
- CF1 Director (14 Jul 2014 to 24 Feb 2016)
- CF10 Compliance Oversight (14 Jul 2014 to 24 Feb 2016)
- CF30 Customer (14 Jul 2014 to 24 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.